What We Do
Working closely with each business, our professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately pursue global market opportunities. We monitor regulatory trends and changes in all jurisdictions in which the firm does business, and we share information and collaborate with regulators to manage financial market risk.
Who We Look For
Global Compliance professionals are committed to integrity and excellence. They come from a variety of academic backgrounds and career paths, including lawyers, accountants, financial analysts, information technology specialists, management consultants, sales professionals and traders.
We look for analytical and detail-oriented individuals with excellent project management skills and a keen interest in financial markets, products, and securities laws and regulations. Our team-based culture also values strong communication and interpersonal skills, sound judgment, curiosity, and adaptability in our fast-paced and dynamic environment.