Compliance


About the Division

Global Compliance protects the reputation of the firm and manages risk across all business areas. It interprets and ensures compliance with regulatory requirements and determines how we can appropriately pursue global market opportunities.

We look for analytical, detail-oriented individuals from all academic backgrounds who are interested in financial products, as well as securities laws and regulations. Our team-based culture values integrity, strong communication skills, sound judgment and adaptability to a rapidly changing environment.

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Learn more about our application process.