Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein 
Form 4 filed November 22, 2017
Form 4 filed December 29, 2017

R. Martin Chavez
Form 3 filed May 1, 2017
Form 4 filed December 29, 2017
Form 4 filed February 2, 2018 
Form 4 filed February 9, 2018 

Alan M. Cohen  
Form 4 filed February 21, 2017

Edith W. Cooper  
Form 4 filed December 29, 2017

Richard J. Gnodde  
Form 4 filed October 20, 2017
Form 4 filed November 22, 2017
Form 4 filed January 19, 2018
Form 4 filed January 25, 2018

Dane E. Holmes
Form 3 filed January 5, 2018
Form 4 filed January 19, 2018

Brian J. Lee
Form 3 filed March 10, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

Gregory K. Palm    
Form 4 filed November 22, 2017
Form 4 filed November 24, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

John F.W. Rogers     
Form 4 filed August 10, 2017
Form 4 filed August 25, 2017
Form 4 filed August 29, 2017
Form 4 filed November 22, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

Pablo J. Salame   
Form 4 filed February 23, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018
Form 4 filed February 2, 2018 

Harvey M. Schwartz   
Form 4 filed October 24, 2017
Form 4 filed December 29, 2017

Karen Patton Seymour
Form 3 filed January 25, 2018

Sarah E. Smith 
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

David M. Solomon   
Form 4 filed February 23, 2017
Form 4 filed August 9, 2017
Form 4 filed November 15, 2017
Form 4 filed November 22, 2017
Form 4 filed November 28, 2017
Form 4 filed December 29, 2017
Form 4 filed January 31, 2018

Non-Executive Directors

M. Michele Burns
Form 4 filed January 22, 2018

Mark Flaherty
Form 4 filed January 22, 2018

William W. George 
Form 4 filed January 22, 2018

James A. Johnson
Form 4 filed January 22, 2018

Ellen J. Kullman
Form 4 filed January 22, 2018

Lakshmi N. Mittal
Form 4 filed January 22, 2018

Adebayo O. Ogunlesi  
Form 4 filed January 22, 2018

Peter Oppenheimer
Form 4 filed January 22, 2018

David A. Viniar  
Form 4 filed August 3, 2017
Form 4 filed October 24, 2017
Form 4 filed November 7, 2017
Form 4 filed November 22, 2017
Form 4 filed December 29, 2017
Form 4 filed January 22, 2018

Marius (Mark) O. Winkelman
Form 4 filed January 22, 2018

 

 


 

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