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Goldman Sachs Provides Input in Response to Requests from the U.S. Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission

Perspective on achieving financial reform

In September 2010, Goldman Sachs provided input to working groups set up to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act at the U.S. Commodity Futures Trading Commission (CFTC) and the U.S. Securities and Exchange Commission (SEC). The CFTC and SEC requested input on implementation of key parts of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The SEC/CFTC working groups include Definitions, Reporting and Position Limits, and Execution Requirement and Swap Execution Facilities. Below are the presentations Goldman Sachs prepared for the meetings in September.

>Discussions with the CFTC - Position Limits [PDF, 114 KB]
>Discussions with the CFTC & SEC - Clearing [PDF, 54 KB]
>Discussions with the CFTC & SEC - Trade Reporting & Swap Data Repository [PDF, 65 KB]
>Discussion with the CFTC & SEC - Execution Requirement and Swap Execution Facilities [PDF, 54 KB]