1.2
Goldman Sachs & Co. LLC
2020
2
2020-07-29T16:25:20Z
2020
4
0.77
2.19
22.51
45.72
29.56
The Nasdaq Stock Market LLC.
XNAS
30.12
0.91
8.16
11.96
9.09
-93.18
-6.7200
-7437.95
-29.8100
57.19
0.7100
-530.21
-14.5800
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
New York Stock Exchange LLC.
NYSE
24.77
1.28
2.64
12.66
8.17
-81.21
-1.9900
-4260.59
-24.6200
137.63
1.7000
-58.78
-1.3800
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
CBOE EDGA Exchange
EDGA
7.28
0.00
1.87
3.40
2.00
0.00
0.0000
343.67
7.5700
-957.18
-20.9000
-108.26
-9.6000
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
CBOE BZX Exchange
BATS
6.66
0.00
3.38
1.87
1.40
0.00
0.0000
-5470.73
-29.8700
-714.69
-16.9400
-453.04
-21.8600
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
NASDAQ OMX BX.
BOSE
6.51
0.00
1.30
3.40
1.80
0.00
0.0000
117.62
7.9800
-1300.10
-25.8100
-242.60
-24.1100
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqbx.cchwallstreet.com/nasdaqbx/main/bx-incrules/chp_1_1/chp_1_1_3/chp_1_1_3_2
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
CBOE EDGX Exchange
EDGX
5.45
0.00
1.24
2.72
1.48
0.00
0.0000
-2458.69
-26.5800
95.54
2.3800
-119.90
-14.9400
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
Investors Exchange LLC
IEXG
5.33
0.00
1.16
2.65
1.51
0.00
0.0000
-270.13
-6.1500
-146.56
-3.3900
-29.66
-4.5800
CBOE BYX Exchange
BATY
4.83
0.00
0.44
2.76
1.63
0.00
0.0000
-69.62
-3.6600
-707.51
-17.6300
-382.47
-17.6600
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
NYSE Arca, Inc.
ARCA
4.78
0.00
1.56
2.02
1.19
0.00
0.0000
-2747.47
-27.9100
232.06
6.1500
-0.48
-0.0300
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
Nasdaq PHLX, LLC
XPHL
2.37
0.00
0.44
1.22
0.69
0.00
0.0000
-809.04
-25.0000
187.21
7.4600
-7.90
-1.8200
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
0.58
0.90
13.93
49.92
35.23
NYSE Arca, Inc.
ARCA
32.60
0.34
1.75
16.16
14.34
-447.53
-15.0000
-5701.07
-28.1200
1480.47
11.9300
-4652.80
-21.9000
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
The Nasdaq Stock Market LLC.
XNAS
15.31
0.22
4.41
6.70
3.96
-87.34
-6.7200
-9039.63
-29.0100
2830.62
12.8800
-4064.99
-24.1600
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
New York Stock Exchange LLC.
NYSE
12.45
0.32
1.34
7.96
2.82
-50.32
-1.9700
-4431.01
-23.3800
4805.46
16.0000
-1521.59
-18.2000
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
CBOE EDGA Exchange
EDGA
6.34
0.00
0.98
3.16
2.19
0.00
0.0000
606.21
12.8800
-3029.18
-23.9000
-61.01
-1.0100
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
NASDAQ OMX BX.
BOSE
6.06
0.00
0.87
3.03
2.15
0.00
0.0000
255.53
10.6900
-2632.07
-25.4600
-171.77
-4.2100
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqbx.cchwallstreet.com/nasdaqbx/main/bx-incrules/chp_1_1/chp_1_1_3/chp_1_1_3_2
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
CBOE EDGX Exchange
EDGX
5.90
0.00
1.24
2.56
2.09
0.00
0.0000
-4791.67
-26.3600
2428.45
12.4400
-2861.78
-22.4400
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
CBOE BZX Exchange
BATS
5.65
0.00
1.77
2.08
1.78
-2.97
-5.0000
-7653.00
-29.2700
-517.36
-7.3300
-4243.36
-20.5000
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
Investors Exchange LLC
IEXG
4.96
0.00
0.61
2.53
1.81
0.00
0.0000
-301.52
-6.2300
-335.04
-4.3800
-143.06
-3.7800
CBOE BYX Exchange
BATY
4.90
0.00
0.31
2.74
1.84
0.00
0.0000
259.02
9.3900
-1434.17
-17.2200
-618.47
-10.0100
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
Nasdaq PHLX, LLC
XPHL
3.08
0.00
0.39
1.53
1.15
0.00
0.0000
-1397.03
-24.8900
453.72
11.1900
-1068.26
-21.8500
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202004.xlsx
5.38
0.00
4.08
89.06
6.84
CBOE BZX Options Exchange
BATO
65.56
0.00
2.06
63.50
0.00
0.00
0.0000
-213295.40
-58.2300
120150.09
32.3700
-146.96
-15.0100
BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/bato/
Information reflecting the BATO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
NASDAQ Options Market LLC
NDOE
17.10
0.00
0.81
16.29
0.00
0.00
0.0000
-141759.68
-51.5800
53268.92
32.9800
-24.57
-4.9200
NDOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaq.cchwallstreet.com/nasdaq/main/nasdaq-llcrules/chp_1_1/chp_1_1_3/chp_1_1_3_3/default.asp
Information reflecting the NDOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
NYSE Arca, Inc .
PCOE
6.37
0.00
0.08
4.89
1.39
286.65
7.6000
-22092.47
-52.5500
42060.41
22.2800
29199.06
21.7500
PCOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf
Information reflecting the PCOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
Nasdaq ISE, LLC
ISOE
2.68
0.00
0.08
0.27
2.31
2398.45
10.6900
-26265.43
-40.1800
7177.96
11.1700
94296.90
31.9900
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
ISOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://ise.cchwallstreet.com/contents/ise/ise-rules/chp_1_1/chp_1_1_22/default.asp
Information reflecting the ISOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
CBOE Options Exchange
XCBO
2.10
0.00
0.13
0.47
1.49
-521.78
-9.2500
-10051.59
-16.0600
-33930.26
-23.7700
-14797.94
-11.8700
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/
Information reflecting the XCBO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
Nasdaq PHLX, LLC
PHLX
1.23
0.00
0.07
0.27
0.88
0.00
0.0000
-12277.29
-20.4400
-901.44
-2.5800
-12.96
-0.0100
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
PHLX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqomxphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/chp_1_1_3/
Information reflecting the PHLX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
MIAX PEARL LLC
MPRL
1.19
0.00
0.19
1.00
0.00
0.00
0.0000
-54737.28
-49.3700
6136.92
13.0000
-16.65
-6.6600
MPRL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.miaxoptions.com/fees/pearl
Information reflecting the MPRL's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
NYSE American LLC
AMEX
1.09
0.00
0.08
0.24
0.76
0.00
0.0000
-285.85
-0.5900
-461.25
-1.2200
0.00
0.0000
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf
Information reflecting the AMEX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
Nasdaq GEMX, LLC
ISEG
0.74
0.00
0.17
0.57
0.00
0.00
0.0000
-45049.83
-51.0000
5090.40
14.9200
21.36
13.5200
ISEG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqgemx.cchwallstreet.com/contents/gemx/nasdaq-gemx-rules/chp_1_1/chp_1_1_2/
Information reflecting the ISEG's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202004.xlsx
CBOE C2 Options Exchange, Inc.
C2OX
0.57
0.00
0.04
0.52
0.00
0.00
0.0000
-31125.04
-45.7300
-11792.98
-21.7900
-71.08
-40.3900
2020
5
0.83
1.15
21.69
45.05
32.10
The Nasdaq Stock Market LLC.
XNAS
29.38
0.59
6.55
12.18
10.04
-85.75
-7.1800
-4932.02
-28.8800
691.47
24.2100
-767.92
-22.2300
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
New York Stock Exchange LLC.
NYSE
25.12
0.56
2.11
13.91
8.52
-52.59
-2.3300
-2913.49
-25.9000
1101.90
18.5900
-185.91
-5.5300
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
CBOE EDGA Exchange
EDGA
7.13
0.00
1.84
3.11
2.17
0.00
0.0000
659.55
17.7900
-989.37
-25.8800
-44.37
-5.8400
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
NASDAQ OMX BX.
BOSE
6.50
0.00
1.59
2.93
1.97
0.00
0.0000
185.84
10.3200
-552.90
-27.9100
-172.22
-19.1000
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqbx.cchwallstreet.com/nasdaqbx/main/bx-incrules/chp_1_1/chp_1_1_3/chp_1_1_3_2
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
CBOE BZX Exchange
BATS
6.14
0.00
3.74
1.21
1.19
0.00
0.0000
-5646.03
-29.9500
217.20
23.6400
-488.52
-28.3900
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
CBOE EDGX Exchange
EDGX
5.59
0.00
1.53
2.37
1.68
0.00
0.0000
-2574.09
-26.7700
323.97
19.8100
-133.17
-14.2500
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
Investors Exchange LLC
IEXG
5.40
0.00
1.42
2.32
1.65
0.00
0.0000
-253.43
-6.5800
-82.04
-3.1200
-31.43
-3.8400
CBOE BYX Exchange
BATY
5.17
0.00
0.63
2.79
1.74
0.00
0.0000
175.40
14.3000
-527.00
-18.9300
-180.13
-15.9500
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
NYSE Arca, Inc.
ARCA
4.78
0.00
1.47
1.90
1.40
0.00
0.0000
-2362.58
-29.7800
507.76
27.9900
-133.64
-12.6000
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
Nasdaq PHLX, LLC
XPHL
2.97
0.00
0.52
1.46
0.98
0.00
0.0000
-1152.77
-25.0000
500.26
19.9100
-104.47
-16.5900
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
0.65
0.75
13.20
50.01
36.02
NYSE Arca, Inc.
ARCA
32.95
0.23
1.45
16.80
14.45
-353.52
-15.0000
-5865.40
-26.6300
1149.03
23.6500
-2092.73
-21.6000
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
The Nasdaq Stock Market LLC.
XNAS
15.26
0.24
3.61
7.64
3.76
-90.21
-7.1800
-9417.52
-24.5900
2437.02
21.9000
-1920.43
-24.1300
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
New York Stock Exchange LLC.
NYSE
12.24
0.27
1.24
7.57
3.14
-118.21
-2.3300
-3919.28
-21.1700
2987.24
18.0000
-474.01
-7.0600
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
CBOE EDGA Exchange
EDGA
6.47
0.00
1.00
3.03
2.43
0.00
0.0000
1009.01
19.4200
-2283.79
-25.9100
228.47
9.4100
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
CBOE EDGX Exchange
EDGX
6.10
0.00
1.50
2.36
2.24
0.00
0.0000
-5051.05
-26.6300
796.01
17.7900
-1372.03
-18.2700
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
NASDAQ OMX BX.
BOSE
6.00
0.00
0.92
2.78
2.29
0.00
0.0000
320.81
10.2800
-1724.15
-27.9600
-89.18
-4.1400
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqbx.cchwallstreet.com/nasdaqbx/main/bx-incrules/chp_1_1/chp_1_1_3/chp_1_1_3_2
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
CBOE BZX Exchange
BATS
5.07
0.00
1.80
1.70
1.55
0.00
0.0000
-8282.87
-29.8000
692.41
17.6400
-1541.42
-16.0100
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
CBOE BYX Exchange
BATY
5.05
0.00
0.36
2.71
1.97
0.00
0.0000
356.28
13.1200
-1111.91
-18.9500
-142.46
-7.2500
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
Investors Exchange LLC
IEXG
4.89
0.00
0.59
2.46
1.83
0.00
0.0000
-298.62
-6.0800
-142.73
-3.0200
-109.35
-4.0200
Nasdaq PHLX, LLC
XPHL
3.35
0.00
0.41
1.62
1.31
0.00
0.0000
-1790.27
-24.9900
1161.71
19.4600
-511.72
-18.5900
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202005.xlsx
9.81
0.00
3.77
88.09
8.12
CBOE BZX Options Exchange
BATO
64.12
0.00
1.49
62.63
0.00
0.00
0.0000
-223422.25
-59.4800
80701.39
24.7900
-76.80
-16.8400
BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/bato/
Information reflecting the BATO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
NASDAQ Options Market LLC
NDOE
18.56
0.00
0.83
17.73
0.00
0.00
0.0000
-172382.52
-52.6000
40666.35
25.0700
-75.70
-13.9200
NDOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaq.cchwallstreet.com/nasdaq/main/nasdaq-llcrules/chp_1_1/chp_1_1_3/chp_1_1_3_3/default.asp
Information reflecting the NDOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
NYSE Arca, Inc .
PCOE
6.60
0.00
0.08
4.40
2.11
172.68
0.9300
-28914.24
-56.0600
42265.88
23.4000
27349.71
15.4700
PCOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf
Information reflecting the PCOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
Nasdaq ISE, LLC
ISOE
3.31
0.00
0.16
0.21
2.93
6655.00
21.8400
-63310.11
-39.8800
11490.48
21.6400
101596.78
31.8800
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
ISOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://ise.cchwallstreet.com/contents/ise/ise-rules/chp_1_1/chp_1_1_22/default.asp
Information reflecting the ISOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
CBOE Options Exchange
XCBO
1.92
0.00
0.14
0.30
1.47
-528.38
-2.9900
-11760.43
-13.3400
-21350.88
-17.8200
-13437.67
-10.7300
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/
Information reflecting the XCBO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
Nasdaq PHLX, LLC
PHLX
1.11
0.00
0.08
0.19
0.82
0.00
0.0000
-14979.75
-17.6000
-688.68
-2.0100
-420.28
-0.4400
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
PHLX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqomxphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/chp_1_1_3/
Information reflecting the PHLX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
NYSE American LLC
AMEX
1.08
0.00
0.10
0.20
0.76
0.00
0.0000
393.36
0.5600
151.65
0.4100
-57.82
-0.0900
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf
Information reflecting the AMEX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
MIAX PEARL LLC
MPRL
1.03
0.00
0.21
0.81
0.00
0.00
0.0000
-76455.99
-50.0100
7723.03
18.5500
-26.85
-8.5200
MPRL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.miaxoptions.com/fees/pearl
Information reflecting the MPRL's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
Nasdaq GEMX, LLC
ISEG
0.73
0.00
0.20
0.52
0.00
0.00
0.0000
-62307.72
-52.9500
5075.73
16.7700
9.59
19.1800
ISEG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqgemx.cchwallstreet.com/contents/gemx/nasdaq-gemx-rules/chp_1_1/chp_1_1_2/
Information reflecting the ISEG's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202005.xlsx
CBOE C2 Options Exchange, Inc.
C2OX
0.37
0.00
0.06
0.30
0.00
0.00
0.0000
-40176.61
-46.6900
-11694.44
-25.6700
-49.55
-37.8200
2020
6
0.83
1.11
18.43
47.46
32.97
The Nasdaq Stock Market LLC.
XNAS
31.69
0.46
7.10
13.20
10.92
-42.90
-4.0600
-6338.07
-29.6900
491.02
19.1300
-624.39
-16.0800
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
New York Stock Exchange LLC.
NYSE
25.90
0.65
1.66
15.38
8.18
-41.95
-1.3600
-3295.54
-25.4600
674.36
14.2200
37.38
0.7000
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
NASDAQ OMX BX.
BOSE
6.63
0.00
1.44
2.95
2.23
0.00
0.0000
146.76
8.4700
-1518.48
-27.9800
-184.66
-23.3800
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqbx.cchwallstreet.com/nasdaqbx/main/bx-incrules/chp_1_1/chp_1_1_3/chp_1_1_3_2
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
CBOE EDGA Exchange
EDGA
6.51
0.00
1.43
2.90
2.17
0.00
0.0000
422.13
13.5400
-866.35
-25.6700
-84.48
-10.7200
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
CBOE EDGX Exchange
EDGX
5.59
0.00
1.70
2.19
1.70
0.00
0.0000
-3271.90
-26.8000
930.65
18.6600
-131.94
-18.5400
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
Investors Exchange LLC
IEXG
5.27
0.00
1.05
2.42
1.79
0.00
0.0000
-152.89
-5.0900
-129.42
-3.0300
-30.24
-5.8600
CBOE BYX Exchange
BATY
4.91
0.00
0.34
2.77
1.78
0.00
0.0000
82.21
10.9200
-406.19
-18.6600
-324.21
-17.7900
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
NYSE Arca, Inc.
ARCA
4.52
0.00
1.36
1.72
1.43
0.00
0.0000
-2378.30
-30.0000
914.12
24.7100
-96.38
-14.7800
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
CBOE BZX Exchange
BATS
3.74
0.00
1.66
1.12
0.94
0.00
0.0000
-5269.76
-29.7800
242.94
20.5300
-222.20
-26.8900
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
Nasdaq PHLX, LLC
XPHL
3.20
0.00
0.44
1.66
1.09
0.00
0.0000
-1501.84
-25.0000
203.58
19.9000
113.19
12.5300
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
0.59
1.12
14.20
49.77
34.89
NYSE Arca, Inc.
ARCA
30.56
0.24
1.59
15.27
13.44
-286.08
-15.0000
-6631.41
-28.2300
1565.22
18.9900
-1558.62
-20.4100
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
The Nasdaq Stock Market LLC.
XNAS
17.41
0.47
4.39
8.57
3.96
-153.09
-4.6900
-12160.25
-28.3200
2990.47
22.0100
-2167.57
-20.5100
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
New York Stock Exchange LLC.
NYSE
13.38
0.39
1.24
8.33
3.41
-115.21
-1.3600
-5875.82
-24.1800
2109.18
15.4600
-484.21
-7.6200
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
CBOE EDGX Exchange
EDGX
6.38
0.00
2.00
2.06
2.32
0.00
0.0000
-6154.48
-26.5200
2188.72
18.7000
-884.98
-13.3100
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
NASDAQ OMX BX.
BOSE
6.24
0.00
1.11
2.88
2.23
0.00
0.0000
361.38
11.0000
-2466.47
-27.9200
-378.44
-13.0200
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqbx.cchwallstreet.com/nasdaqbx/main/bx-incrules/chp_1_1/chp_1_1_3/chp_1_1_3_2
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
CBOE EDGA Exchange
EDGA
6.10
0.00
1.00
2.88
2.21
0.00
0.0000
982.15
17.4500
-2996.85
-25.8000
-189.52
-6.2400
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
CBOE BYX Exchange
BATY
4.85
0.00
0.28
2.69
1.87
0.00
0.0000
407.65
13.4300
-2370.22
-18.4500
-134.91
-8.0700
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
Investors Exchange LLC
IEXG
4.81
0.00
0.57
2.47
1.76
0.00
0.0000
-252.46
-6.0500
-942.93
-7.2400
-64.23
-3.7400
CBOE BZX Exchange
BATS
4.45
0.00
1.36
1.57
1.50
-5.93
-5.0000
-8197.71
-29.7400
833.06
17.0900
-1754.91
-28.8800
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
Nasdaq PHLX, LLC
XPHL
3.38
0.00
0.40
1.68
1.29
0.00
0.0000
-1927.80
-24.7100
860.63
11.7500
-166.16
-4.9100
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_equities_rate_card_202006.xlsx
11.29
0.01
4.08
83.07
12.82
CBOE BZX Options Exchange
BATO
57.67
0.00
1.99
55.68
0.00
0.00
0.0000
-377095.95
-57.5600
106817.45
24.6300
-50.20
-16.88
BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/bato/
Information reflecting the BATO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
NASDAQ Options Market LLC
NDOE
21.47
0.00
0.66
20.81
0.00
0.00
0.0000
-193703.53
-52.1500
62051.02
27.7100
-30.85
-8.7100
NDOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaq.cchwallstreet.com/nasdaq/main/nasdaq-llcrules/chp_1_1/chp_1_1_3/chp_1_1_3_3/default.asp
Information reflecting the NDOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
NYSE Arca, Inc .
PCOE
6.43
0.00
0.10
3.81
2.51
238.39
2.2000
-46339.60
-57.3400
66416.01
26.4300
18630.22
8.7800
PCOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf
Information reflecting the PCOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
Nasdaq ISE, LLC
ISOE
4.88
0.00
0.10
0.15
4.61
4501.65
23.5000
-54517.38
-39.8100
15693.57
21.2800
118642.30
32.4900
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
ISOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://ise.cchwallstreet.com/contents/ise/ise-rules/chp_1_1/chp_1_1_22/default.asp
Information reflecting the ISOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
CBOE Options Exchange
XCBO
2.93
0.00
0.16
0.26
2.49
-928.93
-3.7300
-11707.09
-11.4800
-22503.69
-13.5100
-19840.30
-11.7400
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/
Information reflecting the XCBO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
NYSE American LLC
AMEX
2.10
0.00
0.11
0.19
1.78
0.00
0.0000
1345.10
1.4000
541.16
1.0900
2.52
0.0000
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf
Information reflecting the AMEX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
Nasdaq PHLX, LLC
PHLX
1.65
0.00
0.10
0.13
1.40
0.00
0.0000
-18673.44
-17.7100
-1230.54
-1.5100
-34.74
-0.0300
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
PHLX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqomxphlx.cchwallstreet.com/nasdaqphlx/phlx/phlx-llcrules/chp_1_1/chp_1_1_3/
Information reflecting the PHLX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
MIAX PEARL LLC
MPRL
0.82
0.00
0.19
0.63
0.00
0.00
0.0000
-85148.92
-49.7200
5921.98
10.5800
16.35
6.8100
MPRL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.miaxoptions.com/fees/pearl
Information reflecting the MPRL's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
Nasdaq GEMX, LLC
ISEG
0.70
0.00
0.20
0.50
0.00
0.00
0.0000
-70994.32
-52.8200
7159.42
17.5000
43.40
19.2000
ISEG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
http://nasdaqgemx.cchwallstreet.com/contents/gemx/nasdaq-gemx-rules/chp_1_1/chp_1_1_2/
Information reflecting the ISEG's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance/Rule606/us_options_rate_card_202006.xlsx
CBOE C2 Options Exchange, Inc.
C2OX
0.34
0.00
0.04
0.29
0.00
0.00
0.0000
-41603.68
-45.6600
-19114.40
-30.4900
-40.39
-25.5600