1.2
Goldman Sachs & Co. LLC
2022
2
2022-07-25T14:02:46Z
2022
4
0.03
2.08
12.89
48.18
36.82
New York Stock Exchange LLC.
NYSE
37.71
3.12
3.03
53.06
40.77
-19.40
-2.2200
-682.00
-26.3900
135.21
16.1100
-172.97
-20.0600
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
The Nasdaq Stock Market LLC.
XNAS
27.28
2.71
11.48
49.85
35.93
-20.09
-4.7200
-1013.38
-28.8600
367.47
24.3900
-323.82
-15.0500
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
NASDAQ OMX BX.
BOSE
6.81
0.00
47.85
25.92
26.22
0.00
0.0000
10.25
2.9700
-474.57
-30.0000
-4.08
-5.6200
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-equity-7
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
Investors Exchange LLC
IEXG
4.79
0.00
26.47
38.36
35.16
0.00
0.0000
-95.55
-7.2000
-2.27
-0.1200
-14.95
-3.5100
CBOE EDGA Exchange
EDGA
4.70
0.00
20.37
44.21
35.40
0.00
0.0000
140.60
19.9400
-147.06
-28.9600
-75.33
-14.6400
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
CBOE BZX Exchange
BATS
3.94
0.00
34.03
32.95
33.01
0.00
0.0000
-1600.40
-29.4100
25.55
2.1400
-399.31
-28.3900
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
CBOE BYX Exchange
BATY
3.26
0.00
3.39
58.68
37.92
0.00
0.0000
31.10
14.5100
-183.85
-19.9700
-5.24
-5.6800
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
NYSE Arca, Inc.
ARCA
2.76
0.00
21.06
41.89
37.04
0.00
0.0000
-264.02
-30.0000
177.21
26.9300
-48.97
-19.2000
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
CBOE EDGX Exchange
EDGX
2.64
0.00
18.39
44.29
37.31
0.00
0.0000
-363.75
-30.0000
144.51
15.0000
-81.16
-19.3900
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
Nasdaq PHLX, LLC
XPHL
2.21
0.00
22.06
41.35
36.57
0.00
0.0000
-235.14
-30.0000
13.63
20.0000
-9.66
-2.7600
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-equity-7
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
0.04
2.01
9.76
46.60
41.61
The Nasdaq Stock Market LLC.
XNAS
22.77
3.25
9.79
50.78
36.16
-51.18
-4.7200
-2866.01
-29.6600
200.51
3.2400
-796.05
-14.7200
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
NYSE Arca, Inc.
ARCA
20.69
1.91
2.95
47.43
47.68
-184.34
-15.0000
-1218.92
-28.0800
314.76
13.0400
-195.03
-5.5900
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
New York Stock Exchange LLC.
NYSE
16.69
3.96
3.86
50.20
41.97
-64.53
-2.2200
-1385.20
-26.8600
611.53
19.6400
-89.88
-3.1300
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
NASDAQ OMX BX.
BOSE
6.60
0.00
30.33
26.78
42.88
0.00
0.0000
42.76
3.2300
-620.66
-29.7600
-389.53
-16.9800
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-equity-7
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
CBOE BZX Exchange
BATS
5.64
0.49
25.48
31.08
42.94
-14.08
-7.5000
-6238.21
-29.6100
-404.82
-14.7900
-2462.21
-27.1900
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
CBOE EDGA Exchange
EDGA
5.62
0.00
16.29
38.77
44.93
0.00
0.0000
385.20
16.2500
-1590.93
-29.4600
-71.76
-3.3900
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
Investors Exchange LLC
IEXG
5.12
0.00
13.39
45.34
41.26
0.00
0.0000
-154.71
-6.9800
-13.88
-0.5100
-83.79
-3.9500
XPSX
XPSX
4.34
0.00
0.00
70.37
29.62
0.00
0.0000
0.00
0.0000
-1.08
-2.3900
-1.37
-22.0100
CBOE BYX Exchange
BATY
3.51
0.00
2.82
53.16
44.01
0.00
0.0000
106.06
12.4300
-414.79
-18.3600
-47.79
-9.1200
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
Nasdaq PHLX, LLC
XPHL
3.31
0.00
17.50
38.27
44.21
0.00
0.0000
-1304.04
-29.9900
301.97
19.9900
-675.44
-25.1400
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-equity-7
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202204.xlsx
1.01
0.06
4.67
36.31
58.94
NYSE Arca, Inc .
PCOE
56.85
0.01
0.23
2.35
97.40
-8886.93
-22.0400
-36333.93
-57.3800
28917.90
21.8000
1221.52
1.1700
PCOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf
Information reflecting the PCOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
CBOE BZX Options Exchange
BATO
28.53
0.00
3.46
96.53
0.00
0.00
0.0000
-163958.90
-57.2900
131230.20
28.2500
-133.55
-20.7600
BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/bato/
Information reflecting the BATO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
NASDAQ Options Market LLC
NDOE
5.83
0.00
12.21
87.77
0.00
0.00
0.0000
-129991.71
-47.1100
22292.05
23.0900
-16.20
-29.4500
NDOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7
Information reflecting the NDOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
CBOE Options Exchange
XCBO
1.75
1.13
15.98
8.75
74.11
-15073.30
-31.2500
-23939.67
-18.7500
-25316.95
-19.1200
-16629.77
-21.6700
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/
Information reflecting the XCBO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
NASDAQ BX Options
NBXO
1.55
0.00
19.26
80.70
0.03
0.00
0.0000
-48844.01
-39.2100
20056.05
37.0300
-25.40
-19.3800
NBXO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-options-7
Information reflecting the NBXO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
Nasdaq ISE, LLC
ISOE
1.19
0.90
9.88
7.14
82.05
11779.70
22.5000
-23739.27
-40.6600
6167.09
8.6000
28222.28
20.9600
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
ISOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7
Information reflecting the ISOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
NASDAQ BX Options
XBOX
0.98
0.51
77.39
5.69
16.40
4615.00
37.2700
29351.00
21.5200
-1648.45
-4.4300
10862.50
42.0500
XBOX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://boxoptions.com/regulatory/fee-schedule/
Information reflecting the XBOX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
NYSE American LLC
AMEX
0.65
0.83
37.55
8.15
53.45
-15.69
-0.1000
-1969.73
-3.2700
-2314.22
-6.3900
-2963.47
-7.3100
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf
Information reflecting the AMEX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
CBOE EDGO Exchange
EDGO
0.51
0.88
46.99
10.80
41.31
3911.15
43.0200
-2633.99
-2.8300
-1917.26
-6.6100
5175.46
35.3400
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
EDGO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/edgo/
Information reflecting the EDGO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
Nasdaq PHLX, LLC
PHLX
0.49
1.15
27.36
10.81
60.67
-3.24
-0.0100
-5873.81
-9.1400
-2308.16
-5.7300
-5375.49
-13.9100
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
PHLX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-equity-7
Information reflecting the PHLX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202204.xlsx
2022
5
0.02
2.30
22.31
41.55
33.83
New York Stock Exchange LLC.
NYSE
33.49
2.30
7.12
49.71
40.84
-18.42
-2.0300
-792.13
-24.1800
422.19
17.6400
-178.59
-13.4700
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
The Nasdaq Stock Market LLC.
XNAS
28.02
2.73
20.58
43.98
32.69
-17.10
-3.8300
-1400.92
-29.2200
201.38
25.0400
-118.33
-12.2400
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
NASDAQ OMX BX.
BOSE
9.47
0.00
63.28
14.46
22.24
0.00
0.0000
11.10
2.3500
-637.97
-29.9700
-35.38
-12.0900
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-equity-7
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
Investors Exchange LLC
IEXG
5.33
0.00
43.32
28.95
27.72
0.00
0.0000
-129.12
-7.3700
-0.45
-0.0500
-33.14
-5.0200
CBOE EDGA Exchange
EDGA
4.66
0.00
28.89
38.52
32.58
0.00
0.0000
151.89
19.3000
-184.45
-29.5900
15.27
5.2900
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
CBOE BZX Exchange
BATS
4.23
0.00
48.61
25.15
26.22
0.00
0.0000
-1875.07
-29.3000
90.42
11.0400
-545.66
-25.7900
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
CBOE BYX Exchange
BATY
2.83
0.00
5.40
54.45
40.13
0.00
0.0000
24.40
14.7200
-188.89
-20.0000
-8.27
-8.1100
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
NYSE Arca, Inc.
ARCA
2.77
0.00
27.23
41.35
31.40
0.00
0.0000
-369.36
-30.0000
154.38
27.3500
-21.89
-10.2500
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
CBOE EDGX Exchange
EDGX
2.74
0.00
26.32
41.58
32.08
0.00
0.0000
-548.24
-29.9900
49.61
15.4200
-15.64
-3.3400
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
Nasdaq PHLX, LLC
XPHL
2.07
0.00
31.53
33.54
34.92
0.00
0.0000
-268.64
-30.0000
154.82
19.8700
-101.91
-21.1600
XPHL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-equity-7
Information reflecting the XPHL’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
0.02
1.47
17.48
42.08
38.95
The Nasdaq Stock Market LLC.
XNAS
25.95
1.40
18.32
44.81
35.45
-66.95
-3.8600
-5290.79
-26.1300
576.91
5.9300
-1630.54
-20.9200
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
New York Stock Exchange LLC.
NYSE
16.72
3.30
8.16
47.98
40.54
-58.98
-2.0300
-2443.96
-18.5000
767.11
13.5700
-166.00
-4.7500
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
NYSE Arca, Inc.
ARCA
15.43
1.81
7.10
46.07
45.00
-173.15
-15.0000
-1993.54
-28.6500
488.04
14.8000
-1288.26
-24.3800
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
NASDAQ OMX BX.
BOSE
8.31
0.00
42.31
21.51
36.17
0.00
0.0000
47.09
3.0000
-878.30
-29.5500
-182.03
-8.2400
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-equity-7
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
CBOE BZX Exchange
BATS
6.55
0.25
32.98
25.29
41.47
-8.85
-7.5000
-9519.97
-29.4100
24.19
0.2300
-5266.94
-27.3400
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
CBOE EDGA Exchange
EDGA
5.45
0.00
22.06
36.82
41.10
0.00
0.0000
487.83
16.9600
-1732.44
-29.0600
202.98
7.9600
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
Investors Exchange LLC
IEXG
5.42
0.00
26.93
38.24
34.81
0.00
0.0000
-257.92
-7.1000
-30.08
-1.1500
-92.20
-4.8900
XPSX
XPSX
3.54
0.00
0.00
68.47
31.52
0.00
0.0000
0.00
0.0000
-6.38
-13.4900
-0.85
-30.0000
CBOE EDGX Exchange
EDGX
3.43
0.00
21.20
40.35
38.44
0.00
0.0000
-2286.10
-29.9100
536.21
11.2000
-743.91
-19.0500
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
CBOE BYX Exchange
BATY
3.41
0.00
5.72
52.16
42.10
0.00
0.0000
168.61
13.0000
-546.47
-18.8600
-229.26
-10.6500
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202205.xlsx
1.59
0.03
2.09
61.25
36.60
CBOE C2 Options Exchange, Inc.
C2OX
45.14
0.00
0.06
99.93
0.00
0.00
0.0000
-37287.94
-46.7900
53380.57
21.1500
-44.04
-11.9000
NYSE Arca, Inc .
PCOE
35.55
0.01
0.17
13.39
86.40
-7006.66
-16.8700
-40504.17
-53.7300
83670.72
30.1200
-3313.14
-2.9500
PCOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf
Information reflecting the PCOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
NASDAQ Options Market LLC
NDOE
7.18
0.00
3.41
96.58
0.00
0.00
0.0000
-142727.65
-50.9100
26973.18
26.8000
-138.80
-27.1000
NDOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7
Information reflecting the NDOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
Nasdaq ISE, LLC
ISOE
3.96
0.17
1.32
3.14
95.34
12082.18
18.3400
-31040.53
-40.3900
5518.34
6.7300
27973.28
14.6700
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
ISOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7
Information reflecting the ISOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
CBOE BZX Options Exchange
BATO
2.99
0.00
18.10
81.88
0.01
0.00
0.0000
-181279.55
-57.7900
39629.75
23.2200
-488.05
-33.6800
BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/bato/
Information reflecting the BATO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
CBOE Options Exchange
XCBO
1.18
0.92
11.22
17.28
70.57
-22051.30
-34.8400
-32192.11
-22.0700
-45163.07
-25.8100
-25625.91
-27.2500
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/
Information reflecting the XCBO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
NASDAQ BX Options
NBXO
0.72
0.00
15.84
84.10
0.04
0.00
0.0000
-46237.63
-38.0300
19066.75
37.2800
-14.63
-3.7000
NBXO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-options-7
Information reflecting the NBXO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
NASDAQ BX Options
XBOX
0.68
0.44
49.80
15.06
34.67
5013.74
52.5600
29790.70
24.1000
-1220.65
-2.8200
16249.60
55.0700
XBOX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://boxoptions.com/regulatory/fee-schedule/
Information reflecting the XBOX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
NYSE American LLC
AMEX
0.53
0.56
13.93
18.87
66.62
-220.25
-1.2700
-2072.80
-3.2000
-1913.25
-4.4500
-4213.83
-8.2900
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf
Information reflecting the AMEX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
Nasdaq PHLX, LLC
PHLX
0.44
0.80
11.36
24.96
62.86
-256.88
-1.3400
-8649.55
-11.7700
-2520.44
-5.4100
-4154.95
-9.6100
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
PHLX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-equity-7
Information reflecting the PHLX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202205.xlsx
2022
6
0.11
0.30
2.36
31.27
66.06
SGMT
SGMT
30.67
0.00
0.00
2.23
97.76
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
New York Stock Exchange LLC.
NYSE
14.78
1.18
1.95
45.93
50.92
-24.29
-1.3700
-486.97
-18.4800
87.58
13.8400
-135.65
-19.7300
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
The Nasdaq Stock Market LLC.
XNAS
13.54
0.80
4.36
53.18
41.64
-10.25
-2.1400
-823.85
-28.6300
80.45
10.9000
-150.16
-14.7100
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
Investors Exchange LLC
IEXG
6.47
0.00
3.81
19.26
76.92
0.00
0.0000
-62.72
-6.9200
-2.29
-0.0900
-11.72
-3.9900
NYSE Arca, Inc.
ARCA
5.48
0.00
1.36
71.84
26.78
0.00
0.0000
-204.54
-29.9900
20.76
17.8000
14.38
3.3000
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
CBOE BZX Exchange
BATS
5.41
0.00
4.13
64.88
30.97
0.00
0.0000
-1429.89
-29.3300
19.45
5.5100
-230.90
-27.3800
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
CBOE EDGX Exchange
EDGX
4.42
0.00
1.55
64.43
34.00
0.00
0.0000
-321.09
-30.0000
21.00
12.2000
-59.62
-26.8300
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
INCR
INCR
2.09
0.00
0.00
4.50
95.49
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
CBOE EDGA Exchange
EDGA
2.05
0.00
7.17
55.93
36.88
0.00
0.0000
95.62
18.4400
-124.49
-28.0000
-47.53
-14.5100
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
NASDAQ OMX BX.
BOSE
1.86
0.00
33.46
33.15
33.38
0.00
0.0000
2.26
0.7300
-106.99
-28.2000
-20.25
-15.9100
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-equity-7
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
0.15
0.20
2.11
39.98
57.70
SGMT
SGMT
25.51
0.00
0.00
2.04
97.95
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
NYSE Arca, Inc.
ARCA
12.61
0.40
0.87
77.58
21.13
-216.86
-15.0000
-1107.52
-29.3200
656.01
17.0800
-375.08
-10.2100
ARCA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf
Information reflecting ARCA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
The Nasdaq Stock Market LLC.
XNAS
10.89
0.56
4.09
59.02
36.32
-43.23
-2.1400
-2479.01
-25.9100
47.23
1.0200
-1111.30
-20.0100
The Firm is a Market Maker on XNAS in equities. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7
Information reflecting XNAS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
New York Stock Exchange LLC.
NYSE
10.04
0.56
1.38
57.91
40.13
-27.18
-1.3700
-1227.60
-24.6600
857.15
12.1100
-186.62
-6.7600
The Firm is a Market Maker and Supplemental Liquidity Market Maker in equities on the NYSE. Accordingly, the Firm may share directly in any profits generated from the execution of client orders by the Firm on the exchange, including those that are routed to the exchange.
NYSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf
Information reflecting the NYSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
CBOE EDGX Exchange
EDGX
7.10
0.00
1.21
75.67
23.11
0.00
0.0000
-1122.19
-29.8700
35.62
0.8600
-586.20
-27.6700
EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/
Information reflecting the EDGX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
CBOE BZX Exchange
BATS
6.60
0.01
4.14
72.11
23.72
-0.56
-7.5000
-5162.33
-29.5100
-650.70
-11.4600
-3098.89
-23.8800
BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/
Information reflecting the BATS’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
Investors Exchange LLC
IEXG
5.48
0.00
2.98
23.70
73.31
0.00
0.0000
-118.67
-6.6800
-13.57
-0.6400
-67.99
-4.2100
CBOE EDGA Exchange
EDGA
2.88
0.00
6.53
57.01
36.45
0.00
0.0000
354.75
18.2600
-1082.51
-27.4000
-1363.06
-19.1100
EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/edga/
Information reflecting the EDGA’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
CBOE BYX Exchange
BATY
2.36
0.00
0.72
59.79
39.47
0.00
0.0000
77.30
14.4400
-656.60
-19.2600
23.50
3.2700
BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/equities/membership/fee_schedule/byx/
Information reflecting the BATY’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
NASDAQ OMX BX.
BOSE
2.15
0.00
25.75
27.50
46.73
0.00
0.0000
-67.92
-4.3500
-472.70
-24.0700
-113.23
-7.1100
BOSE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-equity-7
Information reflecting the BOSE’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_equities_rate_card_202206.xlsx
0.96
0.07
3.51
41.03
55.36
NYSE Arca, Inc .
PCOE
51.14
0.02
0.18
12.59
87.20
-9628.73
-26.8100
-23273.16
-56.5900
44772.56
26.4400
-5078.74
-6.8900
PCOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf
Information reflecting the PCOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
CBOE C2 Options Exchange, Inc.
C2OX
25.75
0.00
0.18
99.81
0.00
0.00
0.0000
-19346.51
-46.6300
33476.39
20.5000
1.42
0.3600
Nasdaq ISE, LLC
ISOE
5.64
0.25
1.63
4.21
93.89
8030.25
14.7500
-16716.29
-40.6500
3851.88
7.6000
12804.29
17.2600
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
ISOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7
Information reflecting the ISOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
CBOE BZX Options Exchange
BATO
4.88
0.00
14.88
85.09
0.02
0.00
0.0000
-118959.75
-57.1500
36049.30
29.2200
-736.90
-41.0300
BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/bato/
Information reflecting the BATO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
CBOE Options Exchange
XCBO
3.39
0.56
7.02
11.99
80.41
-11913.30
-30.5400
-26253.88
-23.8700
-37590.50
-33.1800
-17721.55
-30.6800
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/
Information reflecting the XCBO's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
NASDAQ Options Market LLC
NDOE
2.31
0.00
21.90
78.05
0.03
0.00
0.0000
-86072.90
-51.1300
24691.15
34.3000
-348.50
-35.1600
NDOE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7
Information reflecting the NDOE's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
NYSE American LLC
AMEX
1.89
0.35
6.88
10.39
82.36
-6.00
-0.0500
-1503.61
-4.4000
-1019.91
-2.7300
-3542.25
-15.4300
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf
Information reflecting the AMEX’s tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
Nasdaq PHLX, LLC
PHLX
1.02
0.69
8.37
20.19
70.73
-5.91
-0.0700
-2803.49
-7.5200
-1394.67
-4.1200
-4972.70
-7.7500
Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a "preferenced" market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from "preferenced" registered market makers for options orders the Firm sends to the exchange.
PHLX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-equity-7
Information reflecting the PHLX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
NASDAQ BX Options
XBOX
0.80
0.85
57.10
25.16
16.87
3892.20
53.2000
25775.95
26.2300
-651.35
-1.6900
6734.00
50.0500
XBOX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://boxoptions.com/regulatory/fee-schedule/
Information reflecting the XBOX's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx
MIAX PEARL LLC
MPRL
0.76
0.00
43.48
56.46
0.05
0.00
0.0000
-53184.29
-53.1700
3908.22
10.7500
-110.10
-31.8200
MPRL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website:
https://www.miaxoptions.com/fees/pearl
Information reflecting the MPRL's tiered pricing/payment schedule, as applicable to GSCO, can be found at : https://www.goldmansachs.com/compliance-rule606/docs/us_options_rate_card_202206.xlsx