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Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein 
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed November 17, 2016
Form 4 filed November 22, 2016

Alan M. Cohen  
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed November 9, 2016
Form 4 filed November 14, 2016
Form 4 filed November 16, 2016

Gary D. Cohn        
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed October 27, 2016
Form 4 filed November 9, 2016
Form 4 filed November 15, 2016

Edith W. Cooper  
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed August 30, 2016
Form 4 filed November 15, 2016
Form 4 filed November 17, 2016

Gregory K. Palm    
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed November 17, 2016

John F.W. Rogers     
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed November 15, 2016

Harvey M. Schwartz   
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016

Mark Schwartz   
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed August 5, 2016

Michael S. Sherwood     
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed November 15, 2016
Form 4 filed November 18, 2016

Sarah G. Smith 
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed April 22, 2016
Form 4 filed September 2, 2016
Form 4 filed November 9, 2016
Form 4 filed November 17, 2016
Form 4 filed November 22, 2016

 

Non-Executive Directors

M. Michele Burns
Form 4 filed January 22, 2016
Form 4 filed November 15, 2016

Mark Flaherty
Form 4 filed January 22, 2016
Form 5 filed February 12, 2016   

William W. George 
Form 4 filed January 22, 2016 

James A. Johnson
Form 4 filed January 22, 2016

Lakshmi N. Mittal
Form 4 filed January 22, 2016

Adebayo O. Ogunlesi  
Form 4 filed January 22, 2016 

Peter Oppenheimer
Form 4 filed January 22, 2016

Debora L. Spar
Form 4 filed January 22, 2016

Mark E. Tucker 
Form 4 filed January 22, 2016

David A. Viniar   
Form 4 filed January 22, 2016
Form 4 filed January 28, 2016
Form 4 filed November 15, 2016
Form 4 filed November 17, 2016

Marius (Mark) O. Winkelman
Form 4 filed January 22, 2016