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Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein 
Form 4 filed January 26, 2017
Form 4 filed November 22, 2017
Form 4 filed December 29, 2017

R. Martin Chavez
Form 3 filed May 1, 2017
Form 4 filed December 29, 2017

Alan M. Cohen  
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed February 7, 2017
Form 4 filed February 21, 2017

Gary D. Cohn        
Form 4 filed January 24, 2017

Edith W. Cooper  
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed January 31, 2017
Form 4 filed February 3, 2017
Form 4 filed December 29, 2017

Richard J. Gnodde  
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed October 20, 2017
Form 4 filed November 22, 2017
Form 4 filed January 19, 2018

Dane E. Holmes
Form 3 filed January 5, 2018
Form 4 filed January 19, 2018

Brian J. Lee
Form 3 filed March 10, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

Gregory K. Palm    
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed November 22, 2017
Form 4 filed November 24, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

John F.W. Rogers     
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed February 7, 2017
Form 4 filed February 16, 2017
Form 4 filed August 10, 2017
Form 4 filed August 25, 2017
Form 4 filed August 29, 2017
Form 4 filed November 22, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

Pablo J. Salame   
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed February 9, 2017
Form 4 filed February 23, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

Harvey M. Schwartz   
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed October 24, 2017
Form 4 filed December 29, 2017

Sarah E. Smith 
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed February 7, 2017
Form 4 filed December 29, 2017
Form 4 filed January 19, 2018

David M. Solomon   
Form 4 filed January 20, 2017
Form 4 filed January 26, 2017
Form 4 filed February 9, 2017
Form 4 filed February 23, 2017
Form 4 filed August 9, 2017
Form 4 filed November 15, 2017
Form 4 filed November 22, 2017
Form 4 filed November 28, 2017
Form 4 filed December 29, 2017

Non-Executive Directors

M. Michele Burns
Form 4 filed January 23, 2017

Mark Flaherty
Form 4 filed January 23, 2017 

William W. George 
Form 4 filed January 23, 2017

James A. Johnson
Form 4 filed January 23, 2017

Ellen J. Kullman
Form 4 filed January 23, 2017

Lakshmi N. Mittal
Form 4 filed January 23, 2017

Adebayo O. Ogunlesi  
Form 4 filed January 23, 2017

Peter Oppenheimer
Form 4 filed January 23, 2017

Debora L. Spar
Form 4 filed January 23, 2017

Mark E. Tucker
Form 4 filed January 23, 2017

David A. Viniar   
Form 4 filed January 23, 2017
Form 4 filed February 15, 2017
Form 4 filed August 3, 2017
Form 4 filed October 24, 2017
Form 4 filed November 7, 2017
Form 4 filed November 22, 2017
Form 4 filed December 29, 2017

Marius (Mark) O. Winkelman
Form 4 filed January 23, 2017