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Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein 
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed May 20, 2015
Form 4 filed June 19, 2015

Alan M. Cohen  
Form 4 filed October 31, 2014
Form 4 filed November 4, 2014
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed February 25, 2015

Gary D. Cohn        
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed May 15, 2015
Form 4 filed May 20, 2015
Form 4 filed May 27, 2015
Form 4 filed June 12, 2015
Form 4 filed June 19, 2015

Edith W. Cooper  
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed June 2, 2015

Gregory K. Palm    
Form 4 filed November 25, 2014
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed May 20, 2015

John F.W. Rogers     
Form 4 filed November 6, 2014
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed February 27, 2015

Harvey M. Schwartz   
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed April 21, 2015
Form 4 filed July 21, 2015

Mark Schwartz   
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015

Michael S. Sherwood     
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed February 13, 2015
Form 4 filed February 26, 2015
Form 4 filed April 21, 2015
Form 4 filed July 22, 2015

Sarah G. Smith 
Form 4 filed October 21, 2014
Form 4 filed October 23, 2014
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed April 27, 2015
Form 4 filed June 5, 2015
Form 4 filed June 19, 2015

John S. Weinberg 
Form 4 filed September 2, 2014
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015
Form 4 filed April 27, 2015
Form 4 filed May 7, 2015

 

Non-Executive Directors

M. Michele Burns
Form 4 filed January 22, 2015

Claes Dahlbäck   
Form 4 filed January 22, 2015

Mark Flaherty   
Form 3 filed December 19, 2014
Form 4 filed January 22, 2015

William W. George  
Form 4 filed January 22, 2015

James A. Johnson
Form 4 filed October 23, 2014
Form 4 filed January 22, 2015

Lakshmi N. Mittal
Form 4 filed January 22, 2015

Adebayo O. Ogunlesi   
Form 4 filed January 22, 2015

Peter Oppenheimer
Form 4 filed January 22, 2015  

Debora L. Spar
Form 4 filed November 25, 2014
Form 4 filed January 22, 2015

Mark E. Tucker 
Form 4 filed January 22, 2015

David A. Viniar   
Form 4 filed October 31, 2014
Form 4 filed January 22, 2015
Form 4 filed January 29, 2015

Marius (Mark) O. Winkelman
Form 3 filed December 19, 2014
Form 4 filed January 22, 2015