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Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014

Alan M. Cohen
Form 4 filed January 29, 2014  
Form 4 filed January 30, 2014

Gary D. Cohn     
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014

Edith W. Cooper
Form 4 Filed December 2, 2013  
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014
Form 4 filed March 4, 2014

J. Michael Evans
Form 4 filed December 2, 2013

Gregory K. Palm  
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014

John F.W. Rogers  
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014
Form 4 filed August 21, 2014

Harvey M. Schwartz  
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014
Form 4 filed July 24, 2014

Mark Schwartz  
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014
Form 4/A filed March 20, 2014

Michael S. Sherwood    
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014
Form 4 filed July 30, 2014

Sarah G. Smith 
Form 4 filed January 22, 2014  
Form 4 filed January 29, 2014  
Form 4 filed January 29, 2014   
Form 4 filed January 30, 2014

John S. Weinberg 
Form 4 filed January 29, 2014  
Form 4 filed January 30, 2014
 

Non-Executive Directors

M. Michele Burns
Form 4 filed January 30, 2014

Claes Dahlbäck 
Form 4 filed October 31, 2013   
Form 4 filed January 30, 2014
Form 4 filed February 7, 2014

William W. George
Form 4 filed October 31, 2013   
Form 4 filed January 30, 2014 
Form 4 filed February 5, 2014

James A. Johnson
Form 4 filed November 19, 2013   
Form 4 filed January 30, 2014
Form 4 filed July 25, 2014

Lakshmi N. Mittal
Form 4 filed January 22, 2014  
Form 4 filed January 30, 2014

Adebayo O. Ogunlesi   
Form 4 filed January 30, 2014

Peter Oppenheimer
Form 3 filed March 5, 2014

James J. Schiro   
Form 4 filed January 30, 2014

Debora L. Spar
Form 4 filed January 30, 2014
Form 4 filed July 23, 2014

Mark E. Tucker 
Form 4 filed January 30, 2014

David A. Viniar  
Form 4 filed January 29, 2014  
Form 4 filed January 30, 2014