Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein
Form 4 filed October 19, 2012
Form 4 filed November 28, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013

Alan M. Cohen
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013
Form 4 filed February 8, 2013

Gary D. Cohn 
Form 4 filed October 19, 2012
Form 4 filed November 28, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013

Edith W. Cooper
Form 4 filed August 24, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013

J. Michael Evans
Form 4 filed November 26, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013

Gregory K. Palm
Form 4 filed November 28, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013

John F.W. Rogers
Form 4 filed July 27, 2012
Form 4 filed August 24, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013

Harvey M. Schwartz
Form 3 filed February 1, 2013

Mark Schwartz
Form 3 filed June 29, 2012
Form 3/A filed August 7, 2012
Form 4 filed January 18, 2013

Michael S. Sherwood    
Form 4 filed August 3, 2012
Form 4 filed October 19, 2012
Form 4 filed November 28, 2012
Form 4 filed January 18, 2013
Form 4 filed January 25, 2013
Form 4 filed February 14, 2013

Sarah G. Smith 
Form 4 filed October 19, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013

John S. Weinberg
Form 4 filed October 19, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013
 

Non-Executive Directors

M. Michele Burns
Form 4 filed January 18, 2013

Claes Dahlbäck 
Form 4 filed August 14, 2012
Form 4 filed January 18, 2013

Stephen Friedman
Form 4 filed January 18, 2013

William W. George
Form 4 filed October 19, 2012
Form 4 filed October 26, 2012
Form 4 filed January 18, 2013

James A. Johnson 
Form 4 filed July 27, 2012
Form 4 filed January 18, 2013

Lakshmi N. Mittal
Form 4 filed January 18, 2013

Adebayo O. Ogunlesi
Form 3 filed October 19, 2012
Form 4 filed January 18, 2013

James J. Schiro  
Form 4 filed January 18, 2013

Debora L. Spar
Form 4 filed January 18, 2013

Mark E. Tucker
Form 3 filed November 8, 2012
Form 4 field January 18, 2013

David A. Viniar 
Form 4 filed October 19, 2012
Form 4 filed November 30, 2012
Form 4 filed December 31, 2012
Form 4 filed January 18, 2013