Section 16 Filings of our Executive Officers and Directors

Executive Officers

Philip R. Berlinski
Form 3 filed October 8, 2021 
Form 4 filed January 27, 2022 
Form 4 filed January 28, 2022 

Denis P. Coleman III
Form 3 filed January 7, 2022 
Form 4 filed January 27, 2022 
Form 4 filed January 28, 2022

Sheara J. Fredman
Form 4 filed January 27, 2022 
Form 4 filed January 28, 2022

Brian J. Lee 
Form 4 filed July 16, 2021 
Form 4 filed January 27, 2022 
Form 4 filed January 28, 2022

Ericka T. Leslie
Form 3 filed February 18, 2022

John F.W. Rogers      
Form 4 filed January 27, 2022 
Form 4 filed January 28, 2022

Kathryn H. Ruemmler
Form 4 filed January 27, 2022 
Form 4 filed January 28, 2022

Stephen M. Scherr
Form 4 filed November 10, 2021

David M. Solomon  
Form 4 filed July 16, 2021 
Form 4 filed October 22, 2021 
Form 4 filed April 21, 2022 
Form 4 filed May 4, 2022

Laurence Stein    
Form 4 filed January 27, 2022 
Form 4 filed January 28, 2022 
Form 4 filed February 18, 2022

John E. Waldron
Form 4 filed August 16, 2021 
Form 4 filed October 22, 2021 
Form 4 filed May 4, 2022

 

Non-Executive Directors

Michele M. Burns
Form 4 filed January 21, 2022

Drew G. Faust
Form 4 filed January 21, 2022

Mark A. Flaherty
Form 4 filed January 21, 2022

Kimberley D. Harris
Form 3 filed May 26, 2021 
Form 4 filed January 21, 2022

Ellen J. Kullman
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021 
Form 4 filed January 21, 2022 
Form 4 filed April 20, 2022

Lakshmi N. Mittal
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021 
Form 4 filed January 21, 2022 
Form 4 filed April 20, 2022

Adebayo O. Ogunlesi
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021 
Form 4 filed January 21, 2022 
Form 4 filed April 20, 2022

Peter Oppenheimer
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021 
Form 4 filed January 21, 2022 
Form 4 filed April 20, 2022

Jan E. Tighe
Form 4 filed January 21, 2022 
Form 4 filed April 20, 2022

Jessica R. Uhl
Form 3 filed July 1, 2021  
Form 4 filed January 21, 2022 
Form 4 filed April 20, 2022

David A. Viniar  
Form 4 filed August 2, 2021 
Form 4 filed August 11, 2021 
Form 4 filed November 10, 2021 
Form 4 filed January 21, 2022 

Marius O. Winkelman
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021 
Form 4 filed January 21, 2022 
Form 4 filed April 20, 2022