Section 16 Filings of our Executive Officers and Directors

Executive Officers

Philip R. Berlinski
Form 3 filed October 8, 2021

Sheara J. Fredman
Form 4 filed January 22, 2021 
Form 4 filed January 27, 2021 
Form 4 filed February 4, 2021

Beth M. Hammack 
Form 4 filed January 22, 2021 
Form 4 filed January 27, 2021

Brian J. Lee
Form 4 filed January 22, 2021 
Form 4 filed January 27, 2021 
Form 4 filed July 16, 2021

John F.W. Rogers     
Form 4 filed January 22, 2021 
Form 4 filed January 27, 2021 
Form 4 filed February 19, 2021

Kathryn H. Ruemmler
Form 3 filed March 25, 2021

Stephen M. Scherr
Form 4 filed February 19, 2021

Karen Patton Seymour
Form 4 filed January 22, 2021 
Form 4 filed January 27, 2021

David M. Solomon  
Form 4 filed February 19, 2021
Form 4 filed April 30, 2021 
Form 4 filed July 16, 2021 
Form 4 filed October 22, 2021

Laurence Stein   
Form 4 filed January 22, 2021 
Form 4 filed January 27, 2021 
Form 4 filed February 2, 2021

John E. Waldron
Form 4 filed February 19, 2021
Form 4 filed August 16, 2021 
Form 4 filed October 22, 2021

 

Non-Executive Directors

Michele M. Burns
Form 4 filed January 22, 2021

Drew G. Faust
Form 4 filed January 22, 2021

Mark A. Flaherty
Form 4 filed January 22, 2021

Kimberley D. Harris
Form 3 filed May 26, 2021

Ellen J. Kullman
Form 4 filed January 22, 2021 
Form 4 filed April 16, 2021 
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021

Lakshmi N. Mittal
Form 4 filed January 22, 2021 
Form 4 filed April 16, 2021 
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021

Adebayo O. Ogunlesi
Form 4 filed January 22, 2021 
Form 4 filed April 16, 2021 
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021

Peter Oppenheimer
Form 4 filed January 22, 2021 
Form 4 filed April 16, 2021 
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021

Jan E. Tighe
Form 4 filed January 22, 2021

Jessica R. Uhl
Form 3 filed July 1, 2021 

David A. Viniar  
Form 4 filed January 22, 2021
Form 4 filed February 12, 2021 
Form 4 filed May 12, 2021 
Form 4 filed August 2, 2021 
Form 4 filed August 11, 2021

Marius O. Winkelman
Form 4 filed January 22, 2021 
Form 4 filed April 16, 2021 
Form 4 filed July 16, 2021 
Form 4 filed October 20, 2021