Section 16 Filings of our Executive Officers and Directors

Executive Officers

Philip R. Berlinski
Form 4 filed August 12, 2022 
Form 4 filed January 26, 2023

Denis P. Coleman III
Form 4 filed January 26, 2023

Sheara J. Fredman   
Form 4 filed January 26, 2023 

Brian J. Lee 
Form 4 filed November 16, 2022 
Form 4 filed January 26, 2023 

Ericka T. Leslie
Form 4 filed December 5, 2022
Form 3 filed February 18, 2022 
Form 4 filed January 26, 2023

John F.W. Rogers      
Form 4 filed January 26, 2023

Kathryn H. Ruemmler
Form 4 filed January 26, 2023

David M. Solomon  
Form 4 filed April 21, 2022 
Form 4 filed May 4, 2022 
Form 4 filed November 1, 2022

Laurence Stein    
Form 4 filed February 18, 2022

John E. Waldron
Form 4 filed May 4, 2022
Form 4 filed November 25, 2022

 

Non-Executive Directors

Michele M. Burns
Form 4 filed January 20, 2023

Drew G. Faust
Form 4 filed January 20, 2023

Mark A. Flaherty
Form 4 filed January 20, 2023

Kimberley D. Harris
Form 4 filed January 20, 2023

Kevin R. Johnson
Form 3 filed November 1, 2022 
Form 4 filed January 20, 2023

Ellen J. Kullman
Form 4 filed April 20, 2022
Form 4 filed July 21, 2022 
Form 4 filed October 21, 2022 
Form 4 filed January 20, 2023

Lakshmi N. Mittal
Form 4 filed April 20, 2022
Form 4 filed July 21, 2022 
Form 4 filed October 21, 2022 
Form 4 filed January 20, 2023

Adebayo O. Ogunlesi
Form 4 filed April 20, 2022
Form 4 filed July 21, 2022 
Form 4 filed October 21, 2022 
Form 4 filed January 20, 2023

Peter Oppenheimer
Form 4 filed April 20, 2022
Form 4 filed July 21, 2022 
Form 4 filed October 21, 2022 
Form 4 filed January 20, 2023

Jan E. Tighe
Form 4 filed April 20, 2022
Form 4 filed July 21, 2022 
Form 4 filed October 21, 2022 
Form 4 filed January 20, 2023

Jessica R. Uhl
Form 4 filed April 20, 2022
Form 4 filed July 21, 2022 
Form 4 filed October 21, 2022 
Form 4 filed January 20, 2023

David A. Viniar   
Form 4 filed November 25, 2022 
Form 4 filed January 20, 2023

Marius O. Winkelman
Form 4 filed April 20, 2022
Form 4 filed July 21, 2022 
Form 4 filed October 21, 2022 
Form 4 filed January 20, 2023