Goldman Sachs International (the ‘Institution’) acknowledges that the Standards published by the Financial Markets Standards Board (whose name changed from FICC Markets Standards Board on 29 April 2022) (‘FMSB’) represent generally recognised good practice in the wholesale financial markets. The Institution confirms that it is committed to conduct its wholesale financial market activities (its ‘Activities’) in a manner consistent with the Core Principles contained in FMSB Standards, and to have internal policies, procedures and controls reasonably designed to give effect to those Core Principles where they are applicable to its Activities, in a manner that is commensurate with the nature of its Activities in the relevant entity or jurisdiction.
This Statement of Commitment applies to all Standards published by FMSB in final form prior to 31 December 2022 and reaffirms any previous Statements of Commitment made by the Institution where appropriate.
The Institution determines that this Statement of Commitment and its reaffirmation applies to the following Standards.
01 MAR 2022 - Standard for the Conduct of Participants in LBMA Precious Metal Auctions
15 FEB 2022 - Standard for the sharing of investor allocation information in the fixed income primary markets
28 JUL 2021 - Standard on use of Term SONIA reference rates
07 MAY 2021 - Standard for the execution of Large Trades in FICC markets
28 JAN 2019 - Secondary Market Trading Error Compensation Standard
03 JUL 2018 - Risk Management Transactions for New Issuance Standard
02 MAY 2017 - New Issue Process standard for the Fixed Income markets
21 NOV 2016 - Binary Options standard for the Commodities markets
21 NOV 2016 - Reference Price Transactions standard of the Fixed Income markets
Our weekly newsletter with insights and intelligence from across the firm
By submitting this information, you agree to receive marketing emails from Goldman Sachs and accept our privacy policy. You can opt-out at any time.